For Liquidity Providers

A Separate Path for Covered Firms.

The order sets its own conditions for liquidity providers, covering proprietary activity, records, disclosures and notices. We get your file ready.

Read the Covered Firm Exemption → (Section IV, pp. 53–57)
Your counsel decides whether the exemption fits your activities.

ILLUSTRATIVE

Readiness FileCovered firm · 5 workstreams

Screening ScopeAgreed with counselSet

Venue Onboarding2 venues in progress

Services

What's Included

Fixed-scope readiness work. Extra verification or ongoing services are quoted separately.

Firm and affiliate records for the agreed review.

Statutory-disqualification and other checks, set with counsel.

The identity, entity and wallet details each venue asks for.

Workflows for liquidity, arrangements and compensation records.

Operational inputs for counsel-led disclosures and notices.

Tell us your target venues and timing.

Full name

Work email

Company

Your role

Target timing

What would you like to discuss?

Project contextA short overview is enough. Please don't include confidential documents or personal financial information.